Talent.com
Lincoln Financial Group
Supervisory Principal ConsultantLincoln Financial Group • Indianapolis, IN (Indiana)
Supervisory Principal Consultant

Supervisory Principal Consultant

Lincoln Financial Group • Indianapolis, IN (Indiana)
30+ days ago
Salary
$72,900.00 yearly
Job type
  • Full-time
Job description

What you'll be doing

  • Reviewing and approving high-volume supervision items, including non-cash compensation (credit cards, check requests) and Logoed related orders
  • Monitoring gift & entertainment activity for policy, strategic firm and regulatory compliance
  • Conducting surveillance of email, text, and social media communications
  • Responding to field inquiries and providing clear, practical supervision guidance
  • Conducting annual interviews and training sessions with registered representatives
  • Identifying and escalating potential risks, applying sound, business-aware judgment
  • Contributing to or lead SME areas (, NCC, communications, marketing, registration, complaints)
  • Partnering with Compliance (2nd line) and Field Assurance (3rd line) to ensure effective oversight
  • Delivering fast, accurate supervision in a high-volume environment
  • Identifying risks early without slowing down business
  • Building expertise in key areas and improving consistency and quality across reviews

What we’re looking for

Must-Haves

  • 4 Year/Bachelor's degree or equivalent work experience (4 years of experience in lieu of Bachelor's) (Minimum Required)
  • 3–5+ years in broker-dealer supervision, compliance, or related experience
  • Strong understanding of FINRA supervision requirements
  • FINRA SIE and FINRA Series 6 or 7 required at time of hire
  • FINRA Series 63 obtained within 120 days of start date
  • Series 24 or Series 26 within 90 days of start date

TRAVEL REQUIREMENTS

Travel Type: National Domestic

Travel Amount: up to 5%

What’s it like to work here? At Lincoln Financial, we love what we do. We make meaningful contributions each and every day to empower our customers to take charge of their lives. Working alongside dedicated and talented colleagues, we build fulfilling careers and stronger communities through a company that values our unique perspectives, insights and contributions and invests in programs that empower each of us to take charge of our own future. What’s in it for you:
  • Clearly defined career tracks and job levels, along with associated behaviors for each of Lincoln's core values and leadership attributes

  • Leadership development and virtual training opportunities

  • PTO/parental leave

  • Free financial counseling, health coaching and employee assistance program

  • Tuition assistance program

  • Work arrangements that work for you

  • Effective productivity/technology tools and training

The pay range for this position is $72,900 - $131,600 with anticipated pay for new hires between the minimum and midpoint of the range and could vary above and below the listed range as permitted by applicable law. Pay is based on non-discriminatory factors including but not limited to work experience, education, location, licensure requirements, proficiency and qualifications required for the role. The base pay is just one component of Lincoln’s total rewards package for employees. In addition, the role may be eligible for the Annual Incentive Program, which is discretionary and based on the performance of the company, business unit and individual. Other rewards may include long-term incentives, sales incentives and Lincoln’s standard benefits package.
Create a job alert for this search

Supervisory Principal Consultant • Indianapolis, IN (Indiana)

Similar jobs

Principal Landscape Architect — Lead Outdoor Projects

Outdoor Environments GroupIndianapolis, IN, United States
Full-time

A leading outdoor living company is seeking a Principal Landscape Architect to guide project teams through the design process.This leadership role involves mentoring staff, maintaining client relat... Show more

 • Promoted

Vice President of Engineering

Berkner GroupCarmel, IN, United States
Full-time

We are a sustainability-focused industrial company transforming waste streams into high-value materials for manufacturing and industrial applications.Our mission is to advance circular economy solu... Show more

 • Promoted

Supervisory Senior Auditor (Federal Audit)

Sikich LLPIndianapolis, IN, United States
Full-time

Sikich is seeking a highly motivated and detail-oriented auditing professional with strong leadership and accounting skills.This role is contingent upon award of contract.This position requires an ... Show more

 • Promoted

Director of Restoration

Clarity of South Central IndianaColumbus, IN, US
Full-time

Position Title: Director of Restoration.FLSA Status: Exempt /Full-time.RESULTS STATEMENT: I am accountable for producing the following results:.To provide visionary leadership in the growth and qua... Show more

 • Promoted

Principal - Snowflake Architect

SlalomIndianapolis, IN, United States
Full-time

Slalom is a business and technology consulting company that delivers outcomes-driven solutions across strategy, delivery, and technology.As an Architect for the Snowflake Center of Excellence you w... Show more

 • Promoted

Remote Management Consultant

Micro1Columbus, Indiana, US
$50.00 hourly
Remote
Full-time

Management Consultant / Business Strategy Specialist.AI data lab for training frontier models and evaluating AI agents.Experts contribute their diverse subject matter knowledge across domains such ... Show more

 • Promoted

Lead Consultant, Healthcare Performance Improvement - Revenue Cycle - 2236768

FORVIS Mazars USIndianapolis, IN, United States
Full-time

Performance Improvement Healthcare Consultant.The Performance Improvement Healthcare Consulting team helps healthcare organizations achieve sustainable results by addressing margin erosion through ... Show more

 • Promoted

Founding Principal

Opportunity Education NetworkFishers, IN, United States
Full-time

Job DescriptionFounding Principal Opportunity EducationFishers, INAbout the OrganizationOpportunity Education is a charitable foundation with the mission of developing and supporting life-changing ... Show more

 • Promoted

Field Sales Consultant – Insurance Solutions

Platinum Supplemental Insurance, Inc.Franklin, IN, US
Full-time

Ready to jump-start your career and take charge of your earning potential?.At Platinum Supplemental Insurance, we’re looking for motivated individuals ready to learn, grow, and thrive in a fast-pac... Show more

 • Promoted

Program Supervisor

SevitaFranklin, IN, United States
Full-time

SUMMARY Position Type: Full-time, non-exempt, hourly supervisor role.HR Location: Franklin, Indiana Scope of Role: Supervises a single program or unit within a program, typically supporting 4-8 ... Show more

 • Promoted

Consulting Actuary

MillimanIndianapolis, IN, United States
Full-time

The Indianapolis, Indiana office of Milliman, an international firm of actuaries and consultants is seeking an experienced actuarial candidate, with strong expertise in individual life insurance.Th... Show more

 • Promoted

Sr. Business Consultant

BC ForwardIndianapolis, IN, US
Full-time

Business Consultant Location: Indianapolis, IN Duration: Consulting - 12 months Job ID: 374840 About BCforward BCforward is a leading global IT consulting and workforce solutions firm providing ser... Show more

 • Promoted

Wealth Advisor & Education Consultant

HUB InternationalIndianapolis, IN, United States
Full-time

At HUB International, we are a team of entrepreneurs.We believe in empowering our clients, and we do so by protecting businesses and individuals in our local communities.We help businesses evaluate... Show more

 • Promoted

Principal Consultant, Safety Transformation

ERMIndianapolis, IN, United States
Full-time

Lead enterprise-wide safety transformation with impact that goes beyond compliance.ERM is seeking a Principal Consultant, Safety Transformation to join our team in Nashville, Tennessee (Or other lo... Show more

 • Promoted

Vice President of Engineering

AgilePerformance & Talent LLCIndianapolis, IN, United States
Full-time

Brownsburg-Whitestown-Lafayette, IN.President of Northern Operations.K+, Stock Equity, Unlimited PTO.Rapidly growing, high-volume manufacturer.Climate technology company focused on advancing buildi... Show more

 • Promoted

Head of Warehouse Network Expansion and Facilities

SpreetailGreenwood, IN, United States
Full-time

Head of Network Expansion and Facilities.In this role, you will own our physical footprint from the ground up—driving the end-to-end launch of new fulfillment centers while simultaneously re‑engine... Show more

 • Promoted

Vice President, US Pricing & Market Access

MBX Biosciences, Inc.Carmel, IN, United States
Full-time

Vice President, US Pricing & Market Access.The Vice President, Head of US Pricing & Market Access will lead the development and execution of the U.Reporting to the Chief Commercial Officer, this ex... Show more

 • Promoted

Principal Consultant - Medicare

OracleIndianapolis, IN, United States
Full-time

Job Description** As a Principal Consultant for Oracle Health, you will operate as the subject matter expert (SME) for Medicare and Medicare Cost Reporting projects for the State Government organi... Show more

 • Promoted

Retail Project Supervisor

DrivelineFranklin, IN, US
Full-time

Are you looking for a new, challenging and rewarding management career with the ability to travel across the US?  Do you like managing and interacting with people and customers?  Then continue read... Show more

 • Promoted

Super Chief Engineer

*US AMR-Jones Lang LaSalle Americas, Inc.Indianapolis, IN, US
Full-time

JLL empowers you to shape a brighter way.Our people at JLL are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients.We are... Show more