Compliance Analyst 2025-01994

Compliance Analyst

The Wyoming State Treasurer's Office is seeking a detail-oriented and motivated Compliance Analyst to join our team and support the organization's efforts to ensure strict adherence to all applicable Wyoming Statutes, Executive Orders, and Administrative Rules, with a special emphasis on compliance and proxy voting obligations. This position plays a vital role in upholding our legal, ethical, and procedural standards.

Cheyenne offers the best of both worldsa vibrant community life surrounded by the natural beauty of Wyoming. Enjoy a balanced lifestyle with ample opportunities for outdoor activities and a welcoming community. Government positions offer stability and job security. Joining Wyoming's government as a Senior Investment Officer means becoming part of a resilient organization that values its employees' long-term commitment. Don't miss this opportunity to be a crucial part of shaping Wyoming's economy for future generations! Apply now and embark on a fulfilling career journey for the Wyoming State Treasurer's Office in Cheyenne, Wyoming.

Human Resource Contact : Jen Shirley / jennifer.shirley1@wyo.gov / 307-777-6385

Essential Functions :

• Assist in the development, distribution, and maintenance of compliance documentation, including disclosure documents, gift logs, pre-trade clearance requests, travel and entertainment logs, and manager attestations.
• Assist in the development and maintenance of compliance training materials. Scheduling of new and existing staff training. Document training attendance and the collection of comments and questions from training.
• Monitor both pre-trade (Bloomberg) and post-trade (JP Morgan) compliance reporting.
• Develop the capability to inventory, review, edit, and create rules in Bloomberg and monitor rule changes in the JPMorgan system.
• Assist in the development of various compliance and proxy voting reports. Produce and maintain those reports as required.
• Maintain lists of all accounts in compliance and proxy voting systems, ensuring that all relevant accounts are live and active in the required systems.
• Monitor proxy voting reports, ensuring that all ballots have been received and can be voted on, and all votes are scheduled to be voted on as per policy.
• Miscellaneous tasks as assigned.

Preference will be given to those with excellent written and oral communication skills, the ability to read, understand, and explain legal and compliance documents, and excellent organizational skills and attention to detail. Preference will be given to those with a Bachelor's degree.

Knowledge of research and statistical theory and methods.

Knowledge of federal, state, and local laws and regulations.

Knowledge of data management using a variety of reporting and database systems.

Knowledge of Excel, Word, and PowerPoint.

Knowledge of finance and investments.

Bachelor's Degree (typically in Finance)

0-3 years of progressive work experience (typically in Statistics)

OR

4-6 years of progressive work experience (typically in Statistics)

Physical Working Conditions :

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