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Compliance Analyst II
Compliance Analyst IIIowa Staffing • West Des Moines, IA, US
Compliance Analyst II

Compliance Analyst II

Iowa Staffing • West Des Moines, IA, US
2 days ago
Job type
  • Full-time
Job description

Compliance Analyst II

We are driven to do more. More for our customers and the financial professionals who offer our products. If you are driven to do more and love the challenge of pursuing more, Athene is your kind of company. You will find we offer more than the basics to create an inclusive and dynamic work environment at our various locations.

Purpose : The Regulatory Compliance team ensures Athene meets all applicable insurance laws and regulations while maintaining the highest standards of ethical conduct. As a Compliance Analyst II, you will help safeguard Athene's business by evaluating compliance controls, testing processes, and collaborating with business partners to identify and mitigate regulatory risk. This position plays a vital role in strengthening Athene's reputation for integrity and excellence.

Accountabilities :

  • Develop and execute monitoring and testing plans to evaluate the effectiveness of company policies and procedures, with focus on higher-risk areas.
  • Review business processes and documentation to identify compliance gaps and clearly communicate findings and recommendations to management.
  • Prepare concise, actionable reports summarizing results of compliance reviews and testing.
  • Partner with business units, Legal, and other stakeholders to design and implement corrective actions and strengthen compliance controls.
  • Recommend process enhancements to improve adherence to laws, regulations, and industry best practices.
  • Conduct research on emerging regulatory issues and summarize findings to management.
  • In collaboration with Legal, review insurance regulations and ensure company policies remain current and compliant.
  • Maintain strong, professional relationships with regulators and internal stakeholders to support transparent communication and regulatory cooperation.
  • Support key regulatory initiatives, including market conduct examinations, regulatory inquiries, and the Market Conduct Annual Statement (MCAS).

Qualifications and Experience :

  • Bachelor's degree or equivalent combination of education and experience.
  • 4+ years of progressively responsible experience in insurance, compliance, or a related legal / regulatory function.
  • Demonstrated understanding of compliance principles and regulatory frameworks within the insurance industry.
  • Strong analytical, critical thinking, and communication skills, with the ability to manage multiple priorities independently.
  • Familiarity with life insurance and annuity products and their related regulatory requirements.
  • Proficiency in Microsoft Office and experience preparing detailed compliance reports.
  • Athene is a Military Friendly Employer! Learn more about how we support our Veterans. Athene is committed to inclusion and is proud to be an Equal Opportunity Employer. We do not discriminate on the basis of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, veteran status or any other status protected by federal, state or local law.

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    Compliance Analyst • West Des Moines, IA, US

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