Senior Wealth Advisor - Wealth Advisory - Charlotte

Senior Wealth Advisor

CLA is looking to hire a Senior Wealth Advisor to lead our North Carolina market.

The Senior Wealth Advisor (SWA) serves as a relationship manager providing "Total Wealth Advisory" services to their clients. Total Wealth Advisory is a comprehensive service that revolves around a personal financial plan and includes advice on all of clients financial and tax needs. The SWA should have advanced knowledge in tax, investments, financial planning, insurance and estate and retirement planning. The SWA will manage a book of client relationships and will delegate work as appropriate.

This advisor would support the team in state-wide client needs.

Essential Job Functions

• Financial Planning : Gather data from clients in the planning process. Oversee and delegate financial planning work. Deliver financial plans to clients and make recommendations.
• Client Support : Manage existing & new referral relationships.
• Technical Competencies : Maintain a working knowledge / competency of appropriate systems applications utilized by firm. Proficient with Microsoft (MS) Office products, including Word, Excel, PowerPoint, Outlook, and Adobe.

Requirements

Experience

Minimum of EIGHT (8) years of progressively responsible financial services experience.

Education

Bachelor's degree in Accounting, Finance, or a related field.

Certifications / Licenses

FINRA Series 65 or 66 Required.

Existing Transferrable Book of Business Preferred.

CFP certification or equivalent required. Relevant experience may be accepted in lieu of certification.

Our Perks

Equal Opportunity Employer / Protected Veterans / Individuals with Disabilities

To support our CLA family members, we focus on their physical, financial, social, and emotional well-being and offer comprehensive benefit options that include health, dental, vision, 401k and much more.