A leading FinTech company is seeking a Compliance Officer to lead regulatory and compliance functions for a registered broker-dealer. The ideal candidate will have over 15 years of experience in broker-dealer compliance and deep knowledge of FINRA and SEC regulations. This role offers 100% remote flexibility along with a competitive salary and benefits package. You will collaborate with executive leadership to align compliance operations with business initiatives.
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Chief Compliance Officer • San Francisco, CA, United States