Talent.com
Director of Compliance

Director of Compliance

CME GroupNew York, NY, US
1 day ago
Job type
  • Full-time
Job description

Director of Compliance

The CME Group Compliance team is a dynamic, high-impact and high-performing group committed to maintaining the integrity and stability of global financial markets. We are seeking a visionary leader to join our team as Director of Compliance with responsibility over FCM compliance activities, which will be operated within our Joint Venture with FanDuel. The ideal candidate is a self-starter who thrives in a fast-paced environment and is passionate about building and operating robust compliance frameworks that protect the firm and its clients.

What You'll Get

  • A supportive environment fostering career progression, continuous learning, and an inclusive culture.
  • Experience supporting an exciting Joint Venture.
  • A competitive salary and comprehensive benefits package.

What You'll Do

  • Develop, operate and enforce a robust regulatory compliance framework, ensuring alignment with NFA rules and CFTC regulatory requirements.
  • Advise and lead the FCM through regulatory examinations and audits, acting as the primary liaison with regulatory bodies and internal stakeholders.
  • Design, operationalize and monitor the FCM's anti-money laundering program, including onboarding diligence, transaction monitoring, and regulatory reporting.
  • Guide and advise on new FCM business initiatives by providing expert counsel to commercial management on complex regulatory matters.
  • Refine and prepare appropriate internal policies and procedures, creating clear and actionable documentation.
  • Champion a culture of compliance by overseeing training programs and providing interpretive guidance to FCM colleagues.
  • Oversee daily FCM operations, including reviewing exception reports, approving new customer accounts, and managing regulatory filings.
  • Partner with the Joint Venture entities in efficiently and effectively organizing outsourced services to the FCM's operations.
  • What You'll Bring

  • 10-15 years of progressive experience in a financial services compliance role, preferably as a registrant or compliance officer within a retail Futures Commission Merchant (FCM). Legal experience is also welcome.
  • Proven ability to work autonomously, owning projects from conception to completion.
  • Exceptional skills in designing, maintaining, and enhancing comprehensive compliance documentation, including policies and supervisory procedures.
  • A deep understanding of the regulatory landscape and the ability to translate complex rules into practical business solutions.
  • Experience with transactional monitoring systems and a strong understanding of their implementation and maintenance.
  • Ability to provide appropriate written and verbal compliance and management reporting to Joint Venture partners as required.
  • Bachelor's degree or higher.
  • CME Group is committed to offering a competitive total rewards package for our employees that recognizes their contributions to the business and reflects our long-term investment in their future. The pay range for this role is $155,900-$259,900. Actual salary offered will be dependent on a wide array of factors including but not limited to : relevant experience, skills, education and comparison to internal employees (where relevant). Our compensation program also includes an annual target bonus opportunity for all employees, as well as the opportunity to become an owner in the company through our broad-based equity program. Through our benefits program, we strive to offer flexibility, value and choice. From comprehensive health coverage, to a retirement package that includes both a 401(k) and an active pension plan, to highly competitive education reimbursement provisions, paid time off and a mental health benefit, CME Group offers a holistic benefits package for our team and their dependents.

    CME Group : Where Futures are Made

    CME Group is the world's leading derivatives marketplace. But who we are goes deeper than that. Here, you can impact markets worldwide. Transform industries. And build a career by shaping tomorrow. We invest in your success and you own it all while working alongside a team of leading experts who inspire you in ways big and small. Problem solvers, difference makers, trailblazers. Those are our people. And we're looking for more.

    At CME Group, we embrace our employees' unique experiences and skills to ensure that everyone's perspectives are acknowledged and valued. As an equal-opportunity employer, we consider all potential employees without regard to any protected characteristic.

    Important Notice : Recruitment fraud is on the rise, with scammers using misleading promises of job offers and interviews to solicit money and personal information from job seekers. CME Group adheres to established procedures designed to maintain trust, confidence and security throughout our recruitment process. Learn more here.

    Create a job alert for this search

    Director Of Compliance • New York, NY, US

    Related jobs
    • Promoted
    Deputy Director, Compliance (OM / WBE)

    Deputy Director, Compliance (OM / WBE)

    City of New YorkNew York, NY, US
    Full-time
    Deputy Director, Compliance (OM / WBE).The Agency You'll Join : The New York City Mayor's Office is responsible for overseeing city services throughout the five boroughs, coordinating public agencies ...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    Compliance Director, Fair and Responsible Banking Advising (US)

    Compliance Director, Fair and Responsible Banking Advising (US)

    USA JobsNew York, NY, US
    Full-time
    Compliance Director, Fair And Responsible Banking Advising.Work Location : New York, New York, United States of America.Pay Details : $200,000 - $280,000 USD. TD is committed to providing fair and equ...Show moreLast updated: 7 hours ago
    • Promoted
    Director, Risk & Compliance

    Director, Risk & Compliance

    CedarNew York, NY, US
    Full-time
    Our healthcare system is the leading cause of personal bankruptcy in the U.Every year, over 50 million Americans suffer adverse financial consequences as a result of seeking care, from lower credit...Show moreLast updated: 22 days ago
    • Promoted
    Deputy Director, Compliance

    Deputy Director, Compliance

    City of New YorkNew York, NY, US
    Full-time
    The Agency You'll Join The New York City Mayor's Office is responsible for overseeing city services throughout the five boroughs, coordinating public agencies and departments, and managing public p...Show moreLast updated: 30+ days ago
    • Promoted
    Head of Compliance

    Head of Compliance

    TipLinkNew York, NY, US
    Full-time
    Compliance Team Founding Member.TipLink is a company merging the world of crypto and payments.Crypto rails can be cheaper, faster, and more global than traditional finance, enabling new products th...Show moreLast updated: 30+ days ago
    Director of Compliance

    Director of Compliance

    Catholic Charities Community ServicesBronx, NY, US
    Full-time
    Quick Apply
    Bronx or Staten Island (travel between boroughs required).Monday – Friday, 9 : 00 AM – 5 : 00 PM (Role requires 24 / 7 on-call availability). Beacon of Hope, a Division of Catholic Charities Community Ser...Show moreLast updated: 30+ days ago
    • Promoted
    Associate Director - Compliance Solutions

    Associate Director - Compliance Solutions

    WaystoneNew York, NY, US
    Full-time
    Waystone leads the way in specialist services for the asset management industry.Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects ...Show moreLast updated: 30+ days ago
    • Promoted
    Associate Director, US Federal and State Compliance

    Associate Director, US Federal and State Compliance

    Novartis Group CompaniesEast Hanover, NJ, United States
    Full-time
    The AD, US Federal and State Compliance is responsible for the leadership, management, and execution of US tax compliance as thought leader on the various dimensions of US federal and state tax.The...Show moreLast updated: 10 days ago
    • Promoted
    • New!
    Fraud Prevention Director

    Fraud Prevention Director

    VirtualVocationsBronx, New York, United States
    Full-time
    A company is looking for a Director of Fraud Prevention.Key Responsibilities Define and drive reporting and analytics for fraud investigation within debit card programs Provide ongoing analysis ...Show moreLast updated: 5 hours ago
    • Promoted
    Director, Compliance and Lease Management

    Director, Compliance and Lease Management

    Ross StoresNew York, NY, US
    Full-time
    Director, Building Systems / Compliance And Lease Management.Our values start with our people, join a team that values you! Bring your talents to Ross, our leading off-price retail chain with over 2,...Show moreLast updated: 30+ days ago
    • Promoted
    Associate Director, Compliance Transparency & Automation

    Associate Director, Compliance Transparency & Automation

    NovartisEast Hanover, NJ, US
    Full-time
    Associate Director, Compliance Transparency & Automation.Join Novartis as the Associate Director, Compliance Transparency & Automation, and have the opportunity to develop and manage systems and ca...Show moreLast updated: 7 days ago
    • Promoted
    Director - Compliance Solutions

    Director - Compliance Solutions

    WaystoneNew York, NY, US
    Full-time
    Waystone leads the way in specialist services for the asset management industry.Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects ...Show moreLast updated: 15 days ago
    • Promoted
    Director, Compliance

    Director, Compliance

    MastercardPurchase, NY, US
    Full-time
    Mastercard Strategic Growth (MSG) seeks a Director, Compliance who will actively participate in the development and implementation of, and operationalize, the day-to-day management of a robust comp...Show moreLast updated: 12 days ago
    • Promoted
    Risk Assessment and Compliance Director

    Risk Assessment and Compliance Director

    AFSCNew York, NY, US
    Full-time
    Risk Assessment and Compliance Director.The American Friends Service Committee (AFSC) is a Quaker faith-based global organization that promotes lasting peace with justice as a practical expression ...Show moreLast updated: 30+ days ago
    • Promoted
    Director of Compliance Technology Modernization

    Director of Compliance Technology Modernization

    Mizuho BankNew York, NY, US
    Full-time
    Director of Compliance Technology Modernization.Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journeyredefining how compl...Show moreLast updated: 30+ days ago
    • Promoted
    Compliance Director

    Compliance Director

    TradeJobsWorkForce10174 New York, NY, US
    Full-time
    Compliance Director Job Duties : Accomplishes compliance human resource strategies by determining acco...Show moreLast updated: 30+ days ago
    • Promoted
    • New!
    VP Enterprise Compliance

    VP Enterprise Compliance

    VirtualVocationsJamaica, New York, United States
    Full-time
    A company is looking for a VP Enterprise Compliance, responsible for managing the bank's compliance risk management program. Key Responsibilities Stay updated on consumer protection laws and infor...Show moreLast updated: 15 hours ago
    • Promoted
    Regulatory Compliance Managing Director

    Regulatory Compliance Managing Director

    Grant Thornton LLPNew York, NY, US
    Full-time
    At Grant Thornton, we believe in making business more personal and building trust into every result for our clients and you. Here, we go beyond your expectations of a career in professional service...Show moreLast updated: 29 days ago