Fixed Income Operations Senior Advisor

Job Description Summary

Responsible for implementing processes and infrastructure to ensure the delivery of high-quality products and timely product operations. This may include learning basic technological concepts (e.g., data structures and database design) to collaborate with Information Technology professionals on process improvement, risk mitigation projects, and due diligence tasks such as gathering information, analyzing operational risk performance, identifying risks, and recommending operational improvements.

Job Description

Job Summary

Under limited supervision, utilizes advanced knowledge and skills to acquire and track documentation for account opening, review documentation to ensure compliance with regulations, and assist in special projects as needed by FICM Sales Management. The role involves a variety of tasks requiring decision-making, application of procedures, and effective communication with clients and internal teams.

Essential Duties and Responsibilities

• Create, enhance, and maintain infrastructure supporting business operations within Fixed Income Capital Markets.
• Interpret and apply organizational policies and procedures.
• Implement systems for record-keeping and documentation.
• Coordinate preparation of analyses and reports for management.
• Establish objectives and develop processes for efficient workflow.
• Perform periodic and ad-hoc reporting on work progress and project completion.
• Interpret and recommend changes to policies and procedures.
• Balance resource and priority demands.
• Ensure effective coordination within and across work groups.
• Operate standard office equipment and software applications.
• Perform other duties as assigned.

Knowledge, Skills, and Abilities

Knowledge of

Skills in

Ability to

Educational / Previous Experience Requirements

Licenses / Certifications

Education

Bachelor's in Accounting, Business Administration, or Finance.

Work Experience

3 to 6 years in relevant field.

Certifications

Securities Industry Essentials Exam (SIE) by FINRA.

Travel

Less than 25%.

Workstyle

Resident.

Raymond James values authenticity, professionalism, and collaboration, encouraging associates to grow, work with others, and contribute to the firm's success. The company is an equal opportunity employer, fostering an inclusive environment where all backgrounds are respected.

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