Talent.com
Financial Institution Regulatory Compliance Senior Consultant
Financial Institution Regulatory Compliance Senior ConsultantNYC Staffing • New York, NY, US
Financial Institution Regulatory Compliance Senior Consultant

Financial Institution Regulatory Compliance Senior Consultant

NYC Staffing • New York, NY, US
19 days ago
Job type
  • Full-time
Job description

Financial Institution Regulatory Compliance Senior Consultant

Are you interested in joining one of the fastest growing consulting and accounting firms in the country? Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the areas of risk and advisory? If yes, consider joining Baker Tilly (BT) as a Financial Institution Regulatory Compliance Senior Consultant! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever-changing business environment, and achieve their goals and objectives. All of this is accomplished through deep industry knowledge of risk, governance and regulatory compliance best practices.

As one of the fastest growing firms in the nation, BT has the ability to offer you upward career trajectory, flexibility in how and where you get your work done and meaningful relationships with clients, teammates and leadership who truly care about you and your development.

Does this describe you? You want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of compliance, enterprise risk management, governance, internal controls, and data analytics. You crave the opportunity to be part of a fast growing, entrepreneurial risk consulting practice where your hard work and creativity will be rewarded. You do your best work when you are part of a talented, down-to-earth team that thrives in collaboration and truly enjoys working together. You feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now, for tomorrow.

What you will do :

  • Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems
  • Directly assist clients in notably being compliant with new or updated financial institution regulations
  • Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance
  • Continually stay up-to-date on all existing compliance regulations
  • Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs
  • Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics
  • Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements
  • Assist with managing client engagement teams, along with staffing, billings / collections, and ensure client profitability targets are met
  • Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community
  • Invest in your professional development individually and through participation in firm wide learning and development programs
  • Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals
  • Enjoy friendships, social activities and team outings that encourage a work-life balance

Successful candidates will have :

  • Bachelor's degree in accounting, finance, or a related program
  • 2-4+ years experience with regulatory compliance
  • CPA or CRCM designation(s) strongly preferred. Also open to candidates willing to obtain CRCM Certification in the future
  • Experience working with FDIC, OCC, CFPB, NCUA, and state regulations
  • Experience as a client serving professional for a consulting firm desired or financial institution experience
  • Excellent analytical, technical, and problem-solving skills, with strong attention to detail
  • Exceptional verbal and written communication, collaboration, and time management skills
  • Strong sense of urgency and client responsiveness
  • Ability to travel up to 10%
  • The compensation range for this role is $80,990 to $153,550. Actual compensation is influenced by a variety of factors including but not limited to skills, experience, qualifications, and geographic location.

    Create a job alert for this search

    Financial Consultant • New York, NY, US

    Related jobs
    Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33)

    Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33)

    StateJobsNY • New York, NY, US
    Permanent
    Assistant Chief Regulatory Unit.The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient financial system that benefits individuals and supports b...Show more
    Last updated: 30+ days ago • Promoted
    VP, AI Regulatory Compliance

    VP, AI Regulatory Compliance

    TWG Global AI • New York, NY, US
    Full-time
    Quick Apply
    At TWG Group Holdings, LLC (“TWG Global”), we drive innovation and business transformation across a range of industries, including financial services, insurance, technology, media, and sports, by&n...Show more
    Last updated: 12 days ago
    Sanctions and Regulatory Compliance Lead

    Sanctions and Regulatory Compliance Lead

    anthropic • New York, NY, United States
    Temporary
    Sanctions and Regulatory Compliance Lead.Locations : San Francisco, CA | New York City, NY | Washington, DC.Anthropic’s mission is to create reliable, interpretable, and steerable AI systems.We want...Show more
    Last updated: 14 hours ago • Promoted • New!
    Senior Associate, International Tax Compliance Center

    Senior Associate, International Tax Compliance Center

    KPMG • New York, NY, United States
    Full-time
    At KPMG, you can become an integral part of a dynamic team at one of the world's top tax firms.Enjoy a collaborative, future-forward culture that empowers your success. Work with KPMG's extensive ne...Show more
    Last updated: 18 days ago • Promoted
    Director Compliance & Legal Affairs

    Director Compliance & Legal Affairs

    P4P Team • Spring Valley, NY, US
    Full-time
    Quick Apply
    MUST HAVE LAW DEGREE (or equivalent) Job Overview : The role of Director of Compliance Officer is to analyze, develop and implement Compliance initiatives including the monitoring of and evaluation...Show more
    Last updated: 30+ days ago
    Financial Services - Global Compliance and Reporting - Private Equity - Tax Senior

    Financial Services - Global Compliance and Reporting - Private Equity - Tax Senior

    EY • Hoboken, NJ, United States
    Full-time
    Locations : New York City, Hoboken, Iselin, Jericho, Birmingham, Miami, Boca Raton, San Francisco, San Jose.At EY, we're all in to shape your future with confidence. We'll help you succeed in a globa...Show more
    Last updated: 26 days ago • Promoted
    Regulatory Reporting, AVP

    Regulatory Reporting, AVP

    Phaxis • New York, NY, US
    Full-time
    Assistant Vice President In The Middle Office.The Assistant Vice President in the Middle Office will play a crucial role in supporting the firm's initiative to become a US Government Primary Dealer...Show more
    Last updated: 30+ days ago • Promoted
    Lead Auditor - Regulatory Compliance

    Lead Auditor - Regulatory Compliance

    Crédit Agricole S.A. • New York, NY, United States
    Permanent
    Types of Jobs - General Inspection / Audit.Lead Auditor - Regulatory Compliance.The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to is...Show more
    Last updated: 18 days ago • Promoted
    Director, Central Compliance — Policy & Regulatory Change

    Director, Central Compliance — Policy & Regulatory Change

    JCW Group • New York, NY, United States
    Full-time
    A global investment bank is seeking a Director to join its Central Compliance team in New York.The role focuses on governance, regulatory change management, and vendor oversight, requiring strong l...Show more
    Last updated: 7 days ago • Promoted
    Compliance- Regulatory Strategy Senior Officer

    Compliance- Regulatory Strategy Senior Officer

    Chase • New York, NY, US
    Full-time
    Regulatory Strategy Senior Officer (Associate).Join a team at the forefront of safeguarding JPMorgan Chase's resilience and reputation. As part of Risk Management and Compliance, you'll help drive r...Show more
    Last updated: 19 hours ago • Promoted • New!
    Sanctions and Regulatory Compliance Lead

    Sanctions and Regulatory Compliance Lead

    NYC Staffing • New York, NY, US
    Full-time +1
    Responsibilities : Lead Anthropic's Sanctions and Regulatory Compliance program, including managing associated risks.Build and maintain effective compliance programs including for areas such as trad...Show more
    Last updated: 5 days ago • Promoted
    Americas Operations & Finance Regulatory Compliance Professional

    Americas Operations & Finance Regulatory Compliance Professional

    Morgan Stanley • New York, NY, US
    Full-time
    Compliance Role In Americas Operations And Finance.This non-officer Compliance role will assist in performing advisory and challenge functions across the 1st line, with a focus on Americas Operatio...Show more
    Last updated: 15 days ago • Promoted
    Technology Risk & Regulatory Compliance

    Technology Risk & Regulatory Compliance

    Guidehouse • New York, NY, United States
    Full-time
    Please note that this job posting is for a proposal of a potential client and is not reflective of an awarded job.In addition, we are only collecting resumes and interviewing based off the skillset...Show more
    Last updated: 15 days ago • Promoted
    Vice President, Lead Auditor – Regulatory Compliance(investment banking)

    Vice President, Lead Auditor – Regulatory Compliance(investment banking)

    Employvision Inc. • New York, NY, United States
    Full-time
    The Vice President, Lead Auditor will lead internal audits focused on U.This role requires strong knowledge of financial regulations, including Regs D, O, W (“alphabet regs”), and broker-dealer com...Show more
    Last updated: 12 days ago • Promoted
    Compliance - Regulatory Strategy Lead - Vice President

    Compliance - Regulatory Strategy Lead - Vice President

    Chase • Jersey City, NJ, US
    Full-time
    Bring your expertise to JPMorgan Chase.As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a respo...Show more
    Last updated: 11 days ago • Promoted
    Risk & Compliance - Consultant

    Risk & Compliance - Consultant

    SIA • New York, NY, United States
    Full-time
    Sia is a next-generation, global management consulting group.Founded in 1999, we were born digital.Today our strategy and management capabilities are augmented by data science, enhanced by creativi...Show more
    Last updated: 26 days ago • Promoted
    Compliance Officer (Regulatory Risk)

    Compliance Officer (Regulatory Risk)

    Mindlance • Jersey City, New Jersey, United States
    Full-time
    Quick Apply
    Compliance, Risk, Regulatory roles and / or data analytics roles.Comfortable reading and interpreting regulatory notices and changes from regulators, including but not limited to, state / federal prud...Show more
    Last updated: 16 days ago
    Investment Funds Regulatory Associate

    Investment Funds Regulatory Associate

    BCG Attorney Search • New York, NY, United States
    Full-time
    New York City, NY, United States.A highly regarded law firm is seeking a talented associate to join its Investment Funds Regulatory practice in New York. This role offers an excellent opportunity to...Show more
    Last updated: 12 days ago • Promoted