VP Supervision Audit ControlVirtualVocations • Denver, Colorado, United States
No longer accepting applications
VP Supervision Audit Control
VirtualVocations • Denver, Colorado, United States
10 days ago
Job type
- Full-time
Job description
A company is looking for a VP of EPW Supervision, Audit & Control.
Key Responsibilities
Oversee all supervision, audit, and control programs across Empower Personal Wealth
Ensure operational and financial controls meet compliance standards and mitigate risk
Serve as the company's audit, control, and risk subject matter expert, advising leadership and regulatory agencies
Required Qualifications
FINRA Series 7 & 24 required
10+ years of relevant securities experience, preferably in compliance or supervision
Bachelor's degree required
Deep understanding of regulatory requirements and their business impacts
Experience leading and influencing others
Create a job alert for this search
Vp • Denver, Colorado, United States
Related jobs
Vice President Of Enterprise Applications.As a key technology leader reporting directly to the CIO, the Vice President of Enterprise Applications will lead the strategy, modernization, and delivery...Show more A company is looking for a Supervisor, CL&P.Key Responsibilities Lead and evaluate the performance of direct reports, including training and annual reviews Oversee credentialing operations and m...Show more 
Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own.
We have a flexible work environment, and fluid career...Show more
Lightship is the first American all-electric recreational vehicle manufacturer currently developing an aerodynamic, battery-powered trailer for the electric age.
As the macro transition to an all-el...Show more
Finance Director / VP of Finance.Our entrepreneurial firm is seeking a Finance Director to support our expanding business unit focused on engineering 3D solutions for design, engineering, and const...Show more A company is looking for a Senior Director, Audit & Oversight.Key Responsibilities Develop and oversee the annual Compliance Audit and Monitoring Plan Collaborate with leadership to ensure audit...Show more A company is looking for a Director of Audit Operations.Key Responsibilities Lead and develop a remote team, ensuring exceptional service delivery Drive profitability through accurate revenue tr...Show more A company is looking for a Director - Vendor Governance to oversee and manage third-party supplier relationships within its Retirement & Income Solutions business.
Key Responsibilities Lead strate...Show more 
As an Audit Supervisor, you will be providing high-level client service, assisting, and managing all types of assurance engagements to clients within the investment partnership and private equity, ...Show more
At Grant Thornton, we believe in making business more personal and building trust into every result for our clients and you.
Here, we go beyond your expectations of a career in professional service...Show more A company is looking for a VP, Data Analytics - AI.Key Responsibilities Define and execute the enterprise data, analytics, and AI vision in alignment with organizational strategy Drive adoption ...Show more 
Compliance Audit & Supervisory Lead.Primoris Renewable Energy, a business within Primoris Services Corporation's Energy segment, is a leading power generation engineering, procurement, and construc...Show more A company is looking for a Director of RADV Audit Operations.Key Responsibilities Manage all phases of the RADV audit process, including data validation and medical record retrieval Develop and ...Show more A company is looking for a Director of RADV Program Analytics & Risk Reporting.Key Responsibilities Manage and oversee the development of RADV risk exposure models and audit forecasting tools En...Show more 
Vice President Of Business Applications.The Vice President of Business Applications at Litera will be a transformative leader responsible for reimagining and optimizing the company's internal appli...Show more A company is looking for a Vice President, Corporate Controller who will oversee accounting operations and financial reporting.
Key Responsibilities Direct and manage global accounting functions, ...Show more 
We are a midsize CPA firm of about 30 employees.We are headquartered in south Denver and another full office in Tulsa, OK.
We also have satellite offices in Colorado Springs and Boulder that have mu...Show more A company is looking for a Vice President, Campaign Management Yield Optimization.Key Responsibilities Build and lead systems to optimize yield across Precision and Core Programmatic channels Ma...Show more
VP, Enterprise Applications
Flexential • Denver, CO, US
Full-time
Last updated: 6 days ago • Promoted
Credentialing Supervisor
VirtualVocations • Denver, Colorado, United States
Full-time
Last updated: 30+ days ago • Promoted
VP EPW Supervision, Audit & Control
Empower Retirement • Greenwood Village, CO, United States
Full-time
Last updated: 9 days ago • Promoted
VP, Finance
Lightship • Broomfield, CO, US
Full-time
Last updated: 7 days ago • Promoted
VP of Finance (Software)
RTI GROUP, LLC • Boulder, CO, United States
Full-time
Last updated: 30+ days ago • Promoted
Senior Director of Compliance Audit
VirtualVocations • Boulder, Colorado, United States
Full-time
Last updated: 1 day ago • Promoted
Audit Operations Director
VirtualVocations • Arvada, Colorado, United States
Full-time
Last updated: 1 day ago • Promoted
Director of Vendor Governance
VirtualVocations • Aurora, Colorado, United States
Full-time
Last updated: 30+ days ago • Promoted
Audit Supervisor
Topel Forman • Denver, CO, US
Full-time
Last updated: 29 days ago • Promoted
Head of Global Product Audit (Sr. Director)
Grant Thornton LLP • Denver, CO, US
Full-time
Last updated: 1 day ago • Promoted
Vice President of Data Analytics
VirtualVocations • Arvada, Colorado, United States
Full-time
Last updated: 30+ days ago • Promoted
Compliance Audit & Supervisory Lead
PRIMORIS USA • Aurora, CO, US
Full-time
Last updated: 19 days ago • Promoted
Director of RADV Audit Operations
VirtualVocations • Boulder, Colorado, United States
Full-time
Last updated: 1 day ago • Promoted
Director of RADV Analytics
VirtualVocations • Denver, Colorado, United States
Full-time
Last updated: 1 day ago • Promoted
VP, Business Applications
Litera • Boulder, CO, US
Full-time
Last updated: 20 days ago • Promoted
CPA Vice President of Finance
VirtualVocations • Littleton, Colorado, United States
Full-time
Last updated: 21 days ago • Promoted
Audit Senior
CyberCoders • Englewood, CO, US
Full-time
Last updated: 30+ days ago • Promoted
Vice President of Yield Optimization
VirtualVocations • Boulder, Colorado, United States
Full-time
Last updated: 2 days ago • Promoted