The Compliance Officer plays a critical role in GoGlobal as we continue to expand and add new corporate services lines. The Compliance Officer will be leading Client Acceptance, Know Your Customer (KYC), Risk Management and Client Screening across the entire organization. We operate a direct solutio...
The Branch Oversight Team within the PWM Compliance Unit is responsible for several core compliance functions, including branch office inspections, oversight of PWM Supervision, PWM recruit interviews, and general compliance training and support. The Compliance Officer will be responsible for discov...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
The Senior Compliance Officer is a professional who. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. Manage compliance programs for clients. Conduct RIA and BD compliance tasks and testing- best execution review, trading review, billing review, ema...
Making periodic (at least quarterly) reports regarding compliance matters to the SVP, Chief Compliance Officer of Surgery Partners. In addition, the Compliance Officer helps implement the eight elements of the Surgery Partners Compliance Program at Facilities. Assist the Chief Compliance Officer in ...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
Review client investment management agreements and guideline documents to determine effective monitoring processes, including developing compliance rules in automated compliance systems. Candidate must display sound business judgment in driving results and creating and implementing creative business...
Department IT Employment Type Full Time Location USA, East Coast (Home based) Workplace type Fully remote Reporting To Lewis Cameron This role's hiring manager: Lewis Cameron View Lewis's Profile .What you’ll bring to the role .Digital Science is a technology company working to make research more ef...
Reviews tax returns and related documents to ensure compliance with federal, state and international laws. ...
Ensures compliance with Deringer specific policies and procedures, based on department’s specific tasks. Previous technical/compliance background and language skills are a plus. ...
The Associate Director- QA Compliance, will report to the Director of Supplier Management and Auditing. Supports Compliance management in maintaining the company’s Compliance program. Demonstrates a thorough knowledge of compliance requirements, and an understanding of current global and regional tr...
Depending on the assignment, the ISSO/Systems Admin will provide experienced and qualified personnel to perform Cybersecurity support services to assist ACC Cybersecurity Chief Information Security Officer and unit Information System Security Officers (ISSO) in maintaining an effective cybersecurity...
Hold at least one of the following certifications: Certified Information Systems Security Professional (CISSP), Global Information Security Professional (GISP), or the CompTIA Advanced Security Practitioner (CASP) or other certifications exemplifying skill sets such as those described in DoD Instruc...
As the Compliance Director, you will be responsible for managing workers’ compensation regulatory risk by ensuring business operations are performing in compliance with federal, state, and local laws. The Compliance Director will be responsible for the design, strategy, and management of an industry...
The Assistant General Counsel, Employment Law is responsible for serving as a subject matter expert in Legal on employment related matters including providing advice and counsel to human resources, assisting with employment-related policies, procedures and identifying best practices, partnering with...
Job Summary: The Customs Compliance Specialist operates at a high level of efficiency conducting the department’s tasks, including HTS Classification, auditing, post-entry work, and other tasks, as needed. The Customs Compliance Specialist works to minimize disruption to the supply chain by pr...
Capable of high-impact, in-the-field training & instruction to commercial vehicle drivers on vehicle inspections, loading & unloading procedures, E-Log use & compliance, and overall compliance with Regulatory and Company policies & procedures. Conduct engaged and collaborative site reviews to evalua...
As an Associate Director, GPS Quality and Compliance a typical day might include the following:. We are seeking an outstanding individual to lead our GPS Quality & Compliance team. We hope you are excited about the opportunity to contribute the growth of our Quality and Compliance team. Developing a...
Become an authority on all things IT audit and compliance. Translate business and control requirements into the design of features and enhancements in our compliance tools. At HubSpot, fair compensation practices isn’t just about checking off the box for legal compliance. ...
Associate Director of Compliance. ASSOCIATE DIRECTOR OF COMPLIANCE. The Associate Director of Compliance is responsible for reviewing and collaboratively developing CME/CE/CPD educational content within deadlines and with the highest quality. Provide compliance review of activities and materials pri...
The Hospitality IT Senior Compliance Analyst oversees all of the compliance related tasks and functions for the Hospitality IT portfolio for SOX, PCI and Data Privacy. This individual works closely with the IT and business stakeholders to manage ongoing compliance requests and oversight, and partner...
The Associate Director- QA Compliance, will report to the Director of Supplier Management and Auditing. Supports Compliance management in maintaining the company’s Compliance program. Demonstrates a thorough knowledge of compliance requirements, and an understanding of current global and regional tr...
Essential Job Duties and Responsibilities Daily Compliance Perform independent assessment of review of all incidents that are moving to “Close – No Action” status (aka set to ‘Approved’) Perform independent assessment of all trading day compliance overrides/fails and discuss with respective FI/EQ Co...
As the GM, you will be responsible for developing innovative compliance training, Code of Conduct and other offerings that differentiate NAVEX from other risk and compliance providers, as well interfacing with other departments to drive go-to-market excellence and overall success of the business. Re...
Experience working with major vendors and products in the data lifecycle management, data archiving, and/or data compliance domain (e. Experience working with digital communications governance solutions that can monitor and enforce corporate compliance policies on employee communication tools such a...