Review client investment management agreements and guideline documents to determine effective monitoring processes, including developing compliance rules in automated compliance systems. Candidate must display sound business judgment in driving results and creating and implementing creative business...
Making periodic (at least quarterly) reports regarding compliance matters to the SVP, Chief Compliance Officer of Surgery Partners. In addition, the Compliance Officer helps implement the eight elements of the Surgery Partners Compliance Program at Facilities. Assist the Chief Compliance Officer in ...
The Senior Compliance Officer is a professional who. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. Manage compliance programs for clients. Conduct RIA and BD compliance tasks and testing- best execution review, trading review, billing review, ema...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
Department IT Employment Type Full Time Location USA, East Coast (Home based) Workplace type Fully remote Reporting To Lewis Cameron This role's hiring manager: Lewis Cameron View Lewis's Profile .What you’ll bring to the role .Digital Science is a technology company working to make research more ef...
The Compliance Officer plays a critical role in GoGlobal as we continue to expand and add new corporate services lines. The Compliance Officer will be leading Client Acceptance, Know Your Customer (KYC), Risk Management and Client Screening across the entire organization. We operate a direct solutio...
As the Compliance Director, you will be responsible for managing workers’ compensation regulatory risk by ensuring business operations are performing in compliance with federal, state, and local laws. The Compliance Director will be responsible for the design, strategy, and management of an industry...
This position supervises the work of 1-2 compliance analysts in addition to the duties outlined below. This position reports to the 340B Program Manager and is responsible for leading all 340B program compliance and operations within the University Hospital covered entity. ...
This position drives compliance to the CSMP within the division in which they are assigned in order to ensure adherence to applicable regulations impacting the business and assure appropriate aspects of an effective compliance program are established and maintained across the enterprise. Based on th...
Identifies emerging compliance priorities and in collaboration with compliance department leaders, other support functions (to include internal audit, government relations, and legal), business stakeholders, operations stakeholders, and the chief compliance officer to develop and execute components ...
The Chief Product Officer holds a key leadership position on the CIS Executive team at the Center for Internet Security. The Chief Product Officer is responsible for developing and managing a CIS wide product portfolio consisting of CIS-developed and third party integrated software products and serv...
The Associate Director- QA Compliance, will report to the Director of Supplier Management and Auditing. Supports Compliance management in maintaining the company’s Compliance program. Demonstrates a thorough knowledge of compliance requirements, and an understanding of current global and regional tr...
Proven experience as Chief Operating Officer or relevant role with +$50m topline revenue across DTC, Platform (Amazon) and offline (retail) channels. ...
Full Time - Grants Compliance Specialist III (GCS III). The Grants Compliance Specialist I will be responsible for monitoring and ensuring adherence to federal regulations and reporting requirements related to the grant programs supporting broadband expansion in our state. Develop and implement comp...
As an Associate Director, GPS Quality and Compliance a typical day might include the following:. We are seeking an outstanding individual to lead our GPS Quality & Compliance team. We hope you are excited about the opportunity to contribute the growth of our Quality and Compliance team. Developing a...
The Associate Director- QA Compliance, will report to the Director of Supplier Management and Auditing. Supports Compliance management in maintaining the company’s Compliance program. Demonstrates a thorough knowledge of compliance requirements, and an understanding of current global and regional tr...
Reporting to the CFO, the General Counsel will oversee all legal matters, providing strategic guidance to the executive team and leading a small but mighty legal team. Select, evaluate and effectively manage external legal counsel and vendors in a cost-effective manner. ...
Compliance manager, you will play a key role to build a scalable and efficient processes related to corrective actions, product compliance, and the overall compliance framework. Compliance manager who is looking to put their auditing experience, technical expertise, and information security knowledg...
Associate Director of Compliance. ASSOCIATE DIRECTOR OF COMPLIANCE. The Associate Director of Compliance is responsible for reviewing and collaboratively developing CME/CE/CPD educational content within deadlines and with the highest quality. Provide compliance review of activities and materials pri...
The Long-Term Services and Supports (LTSS) Compliance Specialist ensures that LTSS members and providers receive timely eligibility resolution communications, and will develop and maintain a system to track LTSS member eligibility status via data and other evidence of eligibility, including MEDI, PC...
We are seeking an Associate General Counsel, Corporate to support the growth of our company. Provide legal support for all aspects of debt financing and capital raises, including coordination of outside counsel. ...
The Senior Associate General Counsel is a member of the Commercial practice group in the Legal Division of M&T Bank Corporation (NYSE: MTB), providing legal counsel and support for commercial real estate financing matters for M&T Bank, a New York chartered bank. The General Counsel should be able to...
This position is responsible for providing legal counsel and support to the company’s real estate and corporate operations, supporting a range of critical activities in various business units including Leasing, Property Management, Tenant Coordination, Construction, Asset Management, Fund and Corpor...
Ensures compliance with Deringer specific policies and procedures, based on department’s specific tasks. Previous technical/compliance background and language skills are a plus. ...