Compliance Analyst - Regulatory

Job Description

The Compliance Analyst - Regulatory will be responsible for providing specialized support to the Legal team in the area of statutory and regulatory requirements impacting the locum tenens industry. More specifically, this position will primarily be responsible for conducting research on state and federal laws and regulations, coordinating the submission of filings and reports with applicable agencies and responding to regulatory inquiries and audits. This position will assist with developing education resources regarding applicable laws and regulations, as well as developing policies, procedures and workflows related to compliance with laws and regulations. The position may also be asked to perform and oversee other specific projects.

ESSENTIAL FUNCTIONS AND BASIC DUTIES : Regulatory Analysis, Research & Compliance – 75%

Research, track, summarize, and communicate with key stakeholders regarding statutory and regulatory requirements impacting the locum tenens industry and Company

• Collect, organize and analyze data
• Coordinate submission of federal, state, and local regulatory filings
• Collaborate in the development, implementation, and management of an annual regulatory risk-assessment program
• Assist with responding to external inquiries and audits from local, state, and federal agencies
• Assist with internal investigations
• Perform internal audits from time to time

Education Resources, Policies & Workflow – 25%

SECONDARY FUNCTIONS (IF APPLICABLE)

SUPERVISORY / BUDGETARY / EXTERNAL COMMUNICATION RESPONSIBILITY

QUALIFICATIONS – EDUCATION, WORK EXPERIENCE, CERTIFICATIONS

KNOWLEDGE, SKILLS, AND ABILITIES

KEY COMPETENCIES REQUIRED

1. Manages Complexity 6. Ensures Accountability

2. Decision Quality 7. Collaborates

3. Strategic Mindset 8. Communicates Effectively

4. Resourcefulness 9. Instills Trust

5. Optimizes Work Processes 10. Manages Ambiguity

PHYSICAL, MENTAL, WORKING CONDITION, AND TRAVEL REQUIREMENTS