J.P. Morgan Wealth Management - Vice President Central Supervisory Manager - Chicago, IL

Supervisory Manager

J.P. Morgan Wealth Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals while utilizing the latest technology and resources of the entire firm. Our Wealth Management teams develop deep, personal relationships with clients to provide goals-based financial planning advice and to deliver sophisticated products and solutions to meet their generational wealth management needs.

As a Supervisory Manager in J.P.Morgan Wealth Management, you will exhibit leadership and operational expertise when performing an appropriateness review on an exception basis of transactions placed in client accounts. You will be responsible for managing complex, high risk escalations from end-to-end and outreach to executive level stakeholders.

Job Responsibilities

• Conduct suitability reviews associated with a variety of Brokerage (i.e. stocks, bonds, options, mutual funds, etc.) as well as Managed Account transactions.
• Escalate supervisory issues as necessary, providing relevant recommendations as to appropriate actions to be taken.
• Strategically partner with Supervisory Managers or registered personnel in the field to resolve exceptions.
• Undertake project work and additional tasks as assigned by Central Supervision Management.
• Influence process improvements and help promote change.
• Influence, clearly articulating and aligning stakeholders to final resolution.

Required Qualifications, Capabilities, and Skills

Preferred Qualifications, Capabilities, and Skills

Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, N.A. are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.