Senior Corporate Actions Analyst TIWDC5638410

Job Summary

We are seeking an experienced Senior Corporate Actions Analyst with 7–10 years of hands-on experience in both mandatory and voluntary corporate action workflows.

The ideal candidate will have advanced expertise in complex event handling and security movements outside of ATOP (e.g., DWAC), along with strong collaboration skills across Issuers, Information Agents, Transfer Agents, and Legal Teams.

A solid understanding of regulatory and Know Your Customer (KYC) requirements is essential.

Key Responsibilities

• Manage end-to-end processing of mandatory and voluntary corporate actions, ensuring accuracy and compliance with market standards and internal controls.
• Oversee complex security movements outside ATOP (e.g., DWAC), including documentation, reconciliation, and settlement.
• Act as a primary liaison with Issuers, Information Agents, Transfer Agents, and Legal Teams to facilitate timely and accurate event execution.
• Review, interpret, and execute event terms for mergers, tender offers, exchanges, rights offerings, and other corporate actions.
• Ensure KYC information is collected, validated, and maintained in accordance with regulatory and internal requirements.
• Monitor market announcements and coordinate proactive event processing, including exception handling and risk mitigation.
• Develop and maintain documentation for complex corporate action events and compliance procedures.
• Collaborate with internal teams (Operations, Risk, Compliance, Legal, and Technology) to resolve issues and improve process efficiency.

Required Qualifications

Preferred Qualifications