Talent.com
Compliance Director

Compliance Director

TradeJobsWorkForce10104 New York, NY, US
30+ days ago
Job type
  • Full-time
Job description

Compliance Director Job Duties : Accomplishes compliance human resource strategies by determining accountabilities; communicating and enforcing values, policies, and procedures; implementing recruitment, selection, orientation, training, coaching, counseling, disciplinary, and communication programs; planning, monitoring, appraising, and reviewing job contributions; planning and reviewing compensation strategies.

Develops compliance organizational strategies by contributing information, analysis, and recommendations to strategic thinking and direction; establishing functional objectives in line with organizational objectives.

Establishes compliance operational strategies by evaluating trends; establishing critical measurements; determining production, productivity, quality, and customer-service strategies; designing systems; accumulating resources; resolving problems; implementing change.

Develops compliance financial strategies by estimating, forecasting, and anticipating requirements, trends, and variances; aligning monetary resources; developing action plans; measuring and analyzing results; initiating corrective actions; minimizing the impact of variances.

Protects assets by establishing compliance standards; anticipating emerging compliance trends; designing improvements to internal control structure.

Avoids legal challenges by understanding current and proposed legislation; enforcing regulations; recommending new procedures; complying with legal requirements.

Attracts new clients by maintaining state-of-the-art compliance programs; bringing compliance recognition to the company; providing leadership in the industry.

Updates job knowledge by participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations.

Enhances compliance and organization reputation by accepting ownership for accomplishing new and different requests; exploring opportunities to add value to job accomplishments.

Create a job alert for this search

Director Compliance • 10104 New York, NY, US

Related jobs
  • Promoted
Director – Central Compliance (Global Investment Bank)

Director – Central Compliance (Global Investment Bank)

JCW GroupNew York, NY, United States
Full-time
Director – Central Compliance (Global Investment Bank).A global investment bank is seeking a Director to join its Central Compliance team, focusing on firmwide policy governance, regulatory change ...Show moreLast updated: 2 days ago
  • Promoted
  • New!
Director of Internal Audits and Compliance

Director of Internal Audits and Compliance

NYC StaffingBrooklyn, NY, US
Full-time +1
Director Of Internal Audits And Compliance.The Office of Technology and Innovation (OTI) leverages technology to drive opportunity, improve public safety, and help government run better across New ...Show moreLast updated: 15 hours ago
  • Promoted
Internal Audit Executive Director Legal & Compliance (Global Financial Crimes)

Internal Audit Executive Director Legal & Compliance (Global Financial Crimes)

Morgan StanleyNew York, NY, US
Full-time
Executive Director, Global Financial Crimes Audit Team.We're seeking someone to join our team as an Executive Director to support coverage for the Global Financial Crimes Audit team.The Internal Au...Show moreLast updated: 30+ days ago
Senior Director of Crypto Compliance

Senior Director of Crypto Compliance

moomooJersey City, NJ, US
Full-time
Quick Apply
SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq : FUTU). Our core mission revolves around innovating the i...Show moreLast updated: 30+ days ago
  • Promoted
Deputy to the US Head of Compliance Programs

Deputy to the US Head of Compliance Programs

TD BankNew York, NY, US
Full-time
Compliance Governance & Operations.At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key rol...Show moreLast updated: 30+ days ago
  • Promoted
  • New!
Director, Total Rewards, Equity Compensation

Director, Total Rewards, Equity Compensation

MastercardTown / Village of Harrison, NY, United States
Full-time
Director, Total Rewards, Equity Compensation.The Director, Equity Compensation, will lead the successful delivery of our global equity compensation programs at Mastercard, including Restricted Stoc...Show moreLast updated: 12 hours ago
  • Promoted
Internal Audit Director - Legal & Compliance

Internal Audit Director - Legal & Compliance

Morgan StanleyNew York, NY, US
Full-time
Morgan Stanley is seeking a financial services professional to join our team as an Internal Audit Director.The candidate will join our Compliance Audit team, which is responsible for execution of o...Show moreLast updated: 30+ days ago
Director of Compliance

Director of Compliance

Catholic Charities Community ServicesBronx, NY, US
Full-time
Quick Apply
Bronx or Staten Island (travel between boroughs required).Monday – Friday, 9 : 00 AM – 5 : 00 PM (Role requires 24 / 7 on-call availability). Beacon of Hope, a Division of Catholic Charities Community Ser...Show moreLast updated: 30+ days ago
Compliance Support Director

Compliance Support Director

DevFindersWhitestone, WAR, GB
Full-time
We’re looking for a UK-based individual to serve as a Compliance Support Director in a nominee capacity.The role involves providing essential support during account setup and occasional compliance ...Show moreLast updated: 28 days ago
  • Promoted
Director, Compensation

Director, Compensation

Argonaut Management Services, IncNew York, NY, United States
Full-time
Argo Group International Holdings, Inc.American National, US based specialty P&C companies, (together known as BP&C, Inc. Brookfield Wealth Solutions, Ltd.BWS"), a New York and Toronto-listed public...Show moreLast updated: 30+ days ago
Director of Compliance

Director of Compliance

Westchester Medical CenterValhalla, New York, United States, 10595
Full-time
The Director of Compliance reports to the VP, Compliance in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program, specifically the WMC Advanced Physicia...Show moreLast updated: 30+ days ago
  • Promoted
Director, Compliance Experience and Enablement

Director, Compliance Experience and Enablement

Novartis Group CompaniesEast Hanover, NJ, United States
Full-time
The Director, Compliance Experience & Enablement will shape the associate experience of the US compliance program by delivering clear communications, impactful training, and easy access to complian...Show moreLast updated: 3 days ago
Corporate Compliance Director

Corporate Compliance Director

DevFindersWhitestone, WAR, GB
Part-time +1
We are seeking a UK Resident Corporate Compliance Director to facilitate the opening of a UK bank account and ensure ongoing corporate compliance. This is a part-time, non-operational position requi...Show moreLast updated: 30+ days ago
UK Compliance Proxy Director

UK Compliance Proxy Director

DevFindersWhitestone, WAR, GB
Part-time +1
We invite a UK Compliance Proxy Director to assist with opening a UK bank account and maintaining corporate compliance.This part-time, non-operational role requires minimal involvement.Expect 1–2 h...Show moreLast updated: 30+ days ago
  • Promoted
Vice President, Lead Auditor – Regulatory Compliance(investment banking)

Vice President, Lead Auditor – Regulatory Compliance(investment banking)

Employvision Inc.New York, NY, United States
Full-time
The Vice President, Lead Auditor will lead internal audits focused on U.This role requires strong knowledge of financial regulations, including Regs D, O, W (“alphabet regs”), and broker-dealer com...Show moreLast updated: 7 days ago
  • Promoted
  • New!
Compliance - Technology Operational Risk Management Director - Executive Director

Compliance - Technology Operational Risk Management Director - Executive Director

J.P. MorganNew York, NY, United States
Full-time
Compliance- Identity and Access Management Technology, Operational Risk, Executive Director.Park Ave, New York, NY, 10017, US. N Walnut St, Wilmington, DE, 19801, US.Communications Pkwy Bldg B, Plan...Show moreLast updated: 12 hours ago
  • Promoted
Director of Compliance

Director of Compliance

The Quest OrganizationNew York, NY, United States
Full-time
Director of Compliance - Affordable Housing.The Director of Compliance will oversee compliance for 2,000+ regulated affordable units across New York City. This is a high-impact leadership role respo...Show moreLast updated: 15 days ago
  • Promoted
Global Director, Third-Party Risk & Compliance

Global Director, Third-Party Risk & Compliance

Regeneron Pharmaceuticals, IncVillage of Sleepy Hollow, NY, United States
Full-time
A leading biopharmaceutical company is seeking an Executive Director of Third Party Risk Management in New Jersey to lead the global TPRM program, ensuring compliance with ethical and regulatory st...Show moreLast updated: 2 days ago