Compliance Officer

A company is looking for a Compliance Officer.

Key Responsibilities

Perform monitoring and testing activities to validate compliance with laws and regulations

Document and communicate findings, including root cause analysis and follow-up on remediation plans

Utilize data analytics to identify compliance trends and risks, and maintain relationships with stakeholders

Required Qualifications, Training, and Education

5+ years of experience in Bank Regulatory Compliance, Audit, or Risk Management

Experience in compliance testing and monitoring, particularly in fintech and traditional financial institutions

Expertise in consumer protection regulations and internal controls for risk mitigation

Proficiency in data analysis and compliance monitoring software applications

CRCM certification or specialized training in compliance is a plus