First Line Risk & Control Testing Analyst

First Line Risk & Control Testing Analyst

This role is a first line of defense risk professional responsible for support and / or execution of various risk programs and Business Unit (BU) risk activities in adherence with the Companys Risk Appetite and Corporate Strategy. This role is responsible for engaging with the BU in management of risks and controls across all risk types, monitoring execution of risk policies, procedures and / or program requirements, to effectively manage risks, and serving as an effective communication channel between the Risk Management Department and business units.

Responsibilities include :

• Lead the execution of objective testing in support of Risk and Control Self-Assessments.
• Plan testing and reviews. Apply risk analysis principles, determine the scope, including focus, objectives, and rationale, and update the scope as needed.
• Develop testing strategies, including procedures and selection of samples, sample size, and rationale. Perform testing and reviews according to the testing plan. Evaluate controls, identifying risks appropriately.
• Conduct and manage documentation of the review process. Prepare working papers, ensure that documentation appropriately supports the testing conclusions, and document process flows and describe major processes within the area being reviewed.
• Analyze the results of testing and review activities. Analyze exceptions and make recommendations to enhance internal controls and / or increase the efficiency of operations.
• Ensure that testing is accurate, complete, and in accordance with standards and protocols.
• Provide consulting services for first line of defense on risk and control issues. May assist the first line of defense in implementation of new / improved processes, and controls.
• Effectively communicate concepts, processes, and results; effectively transmit, receive, and accurately interpret ideas, information, and needs through the application of appropriate communication behaviors.

Requirements include :

Benefits include competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program, along with opportunities to grow your business knowledge and career.