Quality Risk and Support Analyst

Banc of California, Inc. (NYSE : BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of the nation's premier relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of California offers a broad range of loan and deposit products and services, with full-service branches throughout California and Denver, Colorado, as well as full-stack payment processing solutions through its subsidiary, Deepstack Technologies. The bank is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and more.

At Banc of California, our success is driven by our people, and we take pride in fostering an environment where everyone can reach their full potential. We embrace a culture of empowerment, progressive thinking, and entrepreneurial spirit, ensuring our team members have an opportunity to make an impact and play an important role in the future of Banc of California. Our core values – Entrepreneurialism, Operational Excellence, and Superior Analytics – empower us in creating a dynamic and inclusive workplace. We are committed to supporting your growth and well-being with comprehensive benefits, career development programs, a variety of employee resource groups, and more.TOGETHER WE WIN

The Opportunity

Responsible for assisting with Operational Risk and Compliance functions within Banking Operations by adhering to the Company's Compliance Management Program (CMP). Completes routine compliance testing, risk monitoring and reporting. Assists with audit requests within the Department. Responsible for performing all CIP / CDD / EDD processes related to BSA / AML / OFAC as well as assisting with the communication and resolution of findings and issues. Performs all routine SOX, operational risk and compliance control testing for Department. Supports with workflows and conformity between internal / external clients, Business Units, BSA / AML, Operational Risk and Compliance. Analyzes patterns and trends and communicates with the Supervisor to ensure that risks are adequately identified and addressed. Performs all duties in accordance with the Company's policies and procedures, all U.S. state and federal laws and regulations, wherein the Company operates.

How You'll Make a Difference

• Conduct monthly first line testing across various banking operations units to ensure compliance with internal controls and regulatory standards
• Assist in gathering and organizing data for various operations metrics
• Assist in identifying potential control gaps and trends to management to reduce operational risk across the banking operations group
• Support process improvement initiatives by routinely analyzing existing workflows, identifying inefficiencies, and assisting in the implementation of enhancements
• Participate in departmental audit remediation efforts, supporting management in evidence collection, process testing and overall supporting the efforts for a timely resolution of audit findings
• Support the escalation and resolution of account closures referred by BSA and Fraud Risk teams, exercising discretion and collaborating with relevant stakeholders to ensure appropriate handling and documentation, reducing risk exposure for the organization
• Promotes a culture of risk awareness across the organization.
• Treat people with respect; keep commitments; inspire the trust of others; work ethically and with integrity; uphold organizational values; accept responsibility for own actions.
• Demonstrates knowledge of and adherence to EEO policy; shows respect and sensitivity for cultural differences; educates others on the value of diversity; promotes working environment free of harassment of any type; builds a diverse workforce and supports affirmative action.
• Follows policies and procedures; completes tasks correctly and on time; supports the company's goals and values.
• Performs the position safely, without endangering the health or safety to themselves or others and will be expected to report potentially unsafe conditions. The employee shall comply with occupational safety and health standards and all rules, regulations, and orders issued pursuant to the OSHA Act of 1970, which are applicable to one's own actions and conduct.
• Performs other duties and projects as assigned.

What You'll Bring

How We'll Support You

Salary Range

The full-time base salary range for this position is $65,000.00 - $85,000.00 USD a year. The base salary ultimately offered is determined through a review of education, industry experience, training, knowledge, skills, abilities of the applicant in alignment with market data and other factors.

Banc of California is an equal opportunity employer committed to creating a diverse workforce. All qualified applicants will receive consideration for employment without regard to age (40 and over), ancestry, color, religious creed (including religious dress and grooming practices), denial of Family and Medical Care Leave, disability (mental and physical) including HIV and AIDS, marital status, medical condition (cancer and genetic characteristics), genetic information, military and veteran status, national origin (including language use restrictions), race, sex (which includes pregnancy, childbirth, breastfeeding and medical conditions related to pregnancy, childbirth or breastfeeding), gender, gender identity, gender expression, and sexual orientation. If you require reasonable accommodation as part of the application process, please contact Talent Acquisition.

Equal Opportunity Employer

This employer is required to notify all applicants of their rights pursuant to federal employment laws.For further information, please review the Know Your Rights notice from the Department of Labor.

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