Essential Responsibilities:Job Function 1: Retirement and Benefits Compliance - 80%Support Alerus’ Business Advisors, Retirement Specialists, Account Administrators and retirement clients with regard to retirement plan design consultations and regulatory and compliance questions in connection with t...
Lead the Optum Insight compliance team in partnership with the enterprise compliance team to ensure an effective compliance program designed to detect, prevent and correct compliance issues including:. This position is an impactful and strategic role for Optum Insight leading a team of compliance pr...
Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC. Identify issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to res...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer MN ID67200. ...
This position closely collaborates with the OU Compliance Officers and OUs to identify emerging risk areas as well as areas needing further compliance support; suggests tools and other solutions to support standardization and optimization of the CO roles; provides the initial compliance analysis and...
The Senior Compliance Officer is the “owner” and subject matter expert of regulation or business-area specific enterprise-wide compliance programs. This role performs a key function by advising on compliance processes and compliance-related issues and providing guidance, support, and advice to manag...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance And Bsa Officer MN ID68332. ...
We are a seeking a Senior Compliance Officer experienced in broker dealer compliance functions that support the Operations, Finance, and Information Technology departments. The ideal candidate for the Senior Compliance Officer, Operations, IT, Finance role will be experienced in building strong rela...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer MN ID68236. ...
Click on Learn more about this agency button below to view Eligibilities being considered and other IMPORTANT information.WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at www.Yes-as determined by the agency policy.You may be expected to travel for this position.Relocation ex...
Lead the Optum Insight compliance team in partnership with the enterprise compliance team to ensure an effective compliance program designed to detect, prevent and correct compliance issues including: Develop, implement, and update as needed policies, procedures, processes, and best practices across...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Minneapolis is looking to hire a full-time Compliance Officer to join our team. We are looking for an individual that will use their background in accounting or finance and passion for compliance to oversee our corporate compliance strategies. A DAY IN THE LIFE OF A COMPLIANCE OFFICER. Sufficient co...
Performs assigned portions of IT compliance programs, determining compliance with policies and procedures, monitoring, recommending corrective action, preparing findings, and assisting with remediation plans. Responsible for planning, performing, monitoring, and reporting on components of varying co...
We are currently seeking a Compliance Testing Analyst that will be responsible for performing testing activities for various regulatory compliance requirements applicable to Old National lines of business. This position will report to the Compliance Testing Manager and is part of the Corporate Compl...
EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solution...
The Associate General Counsel, Regulatory Legal (the "AGC") leads the Regulatory Legal vertical within the Legal Affairs Team. Evaluate and advise senior management, the VP, Legal Affairs & Deputy General Counsel and the Chief Legal Officer on regulatory and privacy legal issues relating to Company ...
The Associate General Counsel will provide comprehensive legal support to our company and related entities, and. Assist with various claims (General Liability, Construction Defect, Subcontractor Defaults, etc. Effectively collaborate with external legal counsel. ...
The Associate General Counsel will provide comprehensive legal support to our company and be responsible for review, maintenance, negotiation and administration of contracts and contract related documents, as well as advising internal teams with regard to a variety of legal, risk management, and com...
This position is responsible for managing Anchor’s QA Incident program to ensure that any issues are properly address and resolved within defined timelines, as well as ensuring that the products that Anchor is selling are in compliance with Anchor’s specs, various customer requirements, ...
Reporting directly to the SVP General Counsel/Chief Compliance Officer, the Associate General Counsel - Regulatory, Compliance, and IP (AGC) will establish strategy and provide legal advice and counsel relating to several subject matter areas, including FDA/TFC laws and regulations, intellectual pro...
The Manager for Compliance Operations works with their leadership to manage the business process involving compliance regulations, overseeing the compliance team members, and ensuring 245G adherence across the organization. Manager of Compliance Operations. The Manager for Compliance Operations is a...
Supports regulatory compliance by routinely Analyzing compliance data from department programs, creates reports and recommends next steps to reduce compliance risk and assure a constant state of audit readiness. UM Regulatory & Compliance Analyst facilitates projects to support continuous improvemen...
We are searching for a Compliance Manager/Officer within the General Counsel's Organization within the Complaint Resolution team, which is a dynamic group responsible for managing customer complaints and certain advisor errors that encompasses the full scope of products offered by the Firm. The Comp...