Compliance officer jobs in Dallas, TX

POSITION SUMMARY The Compliance Officer is a key partner within our Risk Management team who helps.. This individual ensures compliance with rules and regulations including but not limited to CRA, ECOA..

HilltopSecurities is currently hiring a Compliance Officer in Dallas, Texas or St. Paul Minnesota.. The Compliance Department at Hilltop Securities Inc. is responsible for detecting, preventing, and..

JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing..

A Compliance Officer is. needed to fill a new position for a well respected client headquartered in.. WHAT IS GREAT ABOUT THIS OPPORTUNITY? Lead and shape the Compliance Program for a prominent hospital..

Description The Deputy Compliance Officer role will help lead the Company's Trust and Compliance.. You will provide compliance advice and counseling relevant to the development and commercialization of..

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational.. Compliance accomplishes these through the firm's enterprise wide compliance risk management program..

Sr. Advisor. Regulatory ComplianceCountry. United States of AmericaThe Sr. Advisor. Regulatory.. years Compliance, Legal, Regulatory, or Financial ServicesRequired experience with Federal Reserve..

Resolves issues and implements solutions to address SBE non compliance. identifies and communicates non.. Must maintain a good driving record and remain in compliance with Article II, Subdivision II of Chapter..

Chief Compliance Nurse This is a corporate, enterprise wide role, serving as a resource to our programs.. SummaryThe Chief Compliance Nurse is a professional, registered nurse responsible for all the quality..

Chief Compliance Nurse This is a corporate, enterprise wide role, serving as a resource to our programs.. SummaryThe Chief Compliance Nurse is a professional, registered nurse responsible for all the quality..

Origin Bank delivers on both. Origin Bank is seeking a Compliance Risk Advisory Senior Compliance.. Performs any other assignments as directed by the Chief Compliance Officer and Director of Compliance..

We empower you to shape a brighter way forward so you can thrive professionally and personally.We are looking fora Chief Compliance OfficerforJLL Securities.Role PurposeThis position will play a..

GENERAL DESCRIPTION OF POSITIONThe Compliance Officer II, Advisory is responsible for providing guidance.. Provides senior management with accurate information to determine the bank's extent of compliance..

Job DescriptionDeputy Chief Compliance OfficerThe Deputy Chief Compliance Officer role provides support.. Beyond overseeing components of the compliance management program, this individual will also provide..

Job Title Senior Compliance Officer. Advisory and GuidanceLocation CityScapeWhat you'll do The Advisory.. The Advisory Senior Compliance Officer will partner with the business and key stakeholders to drive a..

Specifically, the role will serve as Chief Compliance Officer for a closed end fund multiple trust.. The position is responsible for. Trust Compliance Officer Duties Maintaining the Trust's compliance..