Vice President of Marketing and Compliance Operations

Vice President of Marketing and Compliance Operations

About Our Company

We are a leading multi-national investment firm and asset management company operating in the financial services sector.

Industry

Financial Services

Type

Public Company

Founded

1985

Employees

1001-5000

This Role

We are searching for a Vice President for our Marketing and Compliance Operations team. This key position will bolster our global LP communications compliance initiatives, ensuring the marketing and distribution processes operate smoothly and in accordance with regulatory standards. The ideal candidate is detail-oriented, organized, and proficient in process-driven methodologies. Your expertise in knowledge management, training development, resource forecasting, and technology implementation will be critical in driving our team's success.

You will have a strong background in managing technology solutions that enhance efficiency and collaboration. Conducting training sessions on operational policies and procedures will also be part of your responsibilities. Your exceptional communication and interpersonal skills will enable you to thrive both independently and within a team environment.

Qualifications

Applicants should possess a B.A. or B.S. degree, with a J.D. or MBA preferred. Candidates with a J.D. or MBA must have at least 3 years of relevant experience, while those with a B.A. or B.S. should have 5+ years of professional services management or technology-centric project management experience. A passion for regulatory compliance technology, along with strong analytical and problem-solving skills, is essential. Proficiency in legal department-related software platforms is also required.

The ideal candidate will be meticulous and vigilant, with excellent attention to detail, and a strong desire to continuously learn. You should be skilled at interpreting regulatory requirements and business terms, displaying substantial initiative, creativity, and ambition.

Reports to

Managing Director of Legal & Compliance

Travel Requirement

Less than 10%

Key Functions

• Marketing
• Operations