Compliance officer • Doral, Florida, USA
Contact constituents/complainants to discuss the details of the complaints that are filed.Provide any resources or referrals, as appropriate.And a written correspondence to the complainant once app... Show more
Chief Compliance Officer (CCO), International Asset Management.Expanding asset management firm.The Company is seeking a Chief Compliance Officer (CCO) to lead the development and enhancement of an ... Show more
Location: Orlando, FL 32801 (Multiple Location).Interview mode: Either Webcam Interview or In Person.NW 33rd Street Suite 401 Doral, FL 33122.FTL#1-1400 West Commercial Blvd, Ste#185- Ft.Blair Ston... Show more
Senior Compliance Officer, Investment Advisor Services.Position reports directly to the Chief Compliance Officer (CCO).The successful candidate supports the retail business lines of StoneX Wealth M... Show more
Deputy Chief Compliance Officer.Reputable financial services organization.The Company is seeking a Deputy Chief Compliance Officer to join their team.The successful candidate will be responsible fo... Show more
Compliance OfficerDa Vinci is a unique proprietary trading firm specializing in market making, volatility trading and arbitrage across major global exchanges.Leveraging cutting-edge, in-house devel... Show more
Leeds Professional Resources seeks a Head of Compliance with Broker/Dealer experience to oversee the firm’s entire compliance program, including regulatory filings, policies, training, and monitori... Show more
Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and in... Show more
Title - Compliance Officer <br /> Client - State of Florida<br /> ID - 807012<br /> Location - 8550 NW 33rd St.Suite 401, Doral, FL 33122<br /> • 2601 Blair S... Show more
Timeshares and Mobile Homes - Compliance Officer.Location: Doral, FL 33122 Duration: 3 Months Job Type: Temporary Assignment Work Type: Onsite.Contact constituents/complainants to discuss the detai... Show more
Onsite work in Miami, FL 215-225k total comp.Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.The right person will develop and revise p... Show more
Position Summary The Conflicts Center of Excellence supports our audit engagement teams in meeting their regulatory requirements related to identifying potential conflicts of interest.If you demon... Show more
VP, Consumer Compliance & CRA Officer.Banesco USA is seeking a VP, Consumer Compliance & CRA Officer for our BSA & Compliance Department.Responsible for the Consumer Compliance program of the Bank ... Show more
CRA & Consumer Compliance Officer.The CRA & Consumer Compliance Governance Officer supports the CCO in maintaining the Bank's CRA and Consumer Compliance Programs, with a strong focus on U.OCC and ... Show more
Consumer Compliance OfficerBanesco USA is seeking a Consumer Compliance Officer for our Compliance business unit.Primary Job DutiesMaintain open communication to interact with all departments.Condu... Show more
A leading financial infrastructure provider is seeking a Chief Compliance Officer to build and lead their compliance department in the U.This critical executive role involves managing regulatory re... Show more
GVW Group seeks a business-minded General Counsel to translate vision into actionable legal strategies for the holding company and its portfolio companies.This hands-on role requires exceptional ju... Show more
We are seeking a Head of Compliance with Broker/Dealer experience to join our client's team! This role is responsible for overseeing the firm's entire compliance program to ensure adherence to all ... Show more
Position Summary Do you thrive in a fast-paced environment? Are you looking to make an impact across a large organization? Deloitte's US Ethics Office is currently seeking a Specialist Lead to sup... Show more
Quadel Consulting Corporation in Miami is seeking a Managing Director to provide senior leadership for the Housing Choice Voucher program administered under contract with MiamiDade County.You will ... Show more
