Business Analyst
Duties :
- Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
- Documentation of all required meeting materials
- Risk and issue identification, communication and resolution.
- Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
- Objectives planning, defining scope and deliverables
- Project plan development including activity planning, sequencing and resource management
- Research regulatory impact of new business initiatives on margin policies.
- Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
- Continue to improve automation for all aspects of regulatory requirements.
- Further document and improve regulatory controls and procedures.
- Participate in external audits and queries from regulators and auditors
Skills :
Five-plus years of margin operations experience related to Regulation T, FINRA Rule 4210
- Delivery of large multi-functional projects.
- Experience in the development of program documentation as noted above
- Ability to present well and communicate clearly
- Ability to multitask and work in a team environment
- Excel, Word, PowerPoint skills a requirement
- Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.
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