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State Licensed Risk Management Analyst

State Licensed Risk Management Analyst

VirtualVocationsOntario, California, United States
4 days ago
Job type
  • Full-time
Job description

A company is looking for a Senior Risk Management Analyst - BD / RIA.

Key Responsibilities

Identify and resolve key risk factors while developing and implementing mitigation methodologies

Develop metrics and processes to evaluate risk in business areas

Analyze risk components and prepare reports and recommendations for senior management

Required Qualifications and Education

Bachelor's degree in finance, business administration, or a similar field, or equivalent experience

1-2 years of experience in financial or operational risk management

Intermediate to advanced experience with Microsoft Office products

FINRA Series 7, 24, 66 licenses required or must be obtained within twelve months

Familiarity with investment products and securities industry regulations is desired

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Risk Management Analyst • Ontario, California, United States

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