Permanent compliance officer jobs in New York, NY

We are actively looking for a Compliance Officer to join a local authority in the Nottinghamshire area.. As the Compliance Officer you will be. Ensuring that the authority is compliant across fire safety..

Welcome to the Societe Generale Careers website. Swap Dealer Compliance Officer Permanent contract.. New York. Compliance. Swap Dealer Compliance Officer. New York, United States Permanent contract..

756 Salary. 100000. 135000 Consumer Regulatory Compliance Officer located onsite in Manhattan with a.. BA or BS required. A minimum of 5 7 years of experience in compliance management with a banking..

For our customers, our people, our investors, our communities and the planet we all share. This position will have responsibility for working with the advisory compliance officer responsible for..

Responsibilities Regulatory Review and Risk Assessment. Lead the annual 206(4) 7 risk assessment, testing, and review process Policy andmunication Drafting. Create and maintainpreh..

Fleet Services also monitors compliance with NYC Fleet and Vision Zero mandates, fuel and E ZPass rules.. Reporting to the Director of Fleet Services, the Fleet Safety and Compliance Officer will lead a small..

Provide advisory services to staff and management and to the Regional Coveringpliance Managers (RCCM) and, at times, the Chiefpliance Officer (North America) on significantpliance matters and..

Key Responsibilities. Review and issuance of opinions for High Risk KYC files, high risk transactions to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review..

Responsibilities BSA OFAC and 504 annual testing Corporatepliance testing, quarterly 314a Updating test script as appropriate, and tracking findings from testing 70. testing, 10. r..

Job Description The Corporate Compliance Officer will be responsible for the following Develop, implement, and maintain compliance policies, procedures, and controls in line with regulatory..

Responsibilities Provide guidance on Firmpliance policies related to Information Barriers and Investment Banking Conflicts of Interest. Conduct training sessions on the Firm's Info..

SEFpliance Surveillance Lead and Advisorypliance Officer. Legal &plianceThe energy of a newsroom, the.. We are looking for a Swap Execution Facility (SEF)pliance Officer to join our SEFpliance team. In this..

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm'..

Compliance. Financial Security Job title Compliance Coordinator Contract type Permanent Contract Job.. Under the supervision of the FCS New York, the Compliance Coordinator will work closely with the New..

Job Title. HR Chief Diversity Officer. Diversity and Compliance. York College CUNY Job ID.. Aligns the objectives and strategic plans of the Office of Diversity and Compliance with the mission of..

Responsibilities under the Family and Medical Leave Act. Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision. Job ID R0327387..

The Opportunity. As the Regulatory Compliance Counsel, you will work closely with the legal team, the U.. Review, revise, and adapt corporate compliance documents. Advise on commercial matters involving ESG and..

We are seeking apliance associate to join our growing legal &pliance team. This position will report directly to CCO of CICC US. The ideal candidate will be a proactive team player..