Compliance Manager Scouts Investments
CSI Companies has partnered with a trusted, global financial services firm and is seeking a Compliance Manager of Investments for their Indianapolis, IN location.
As the Compliance Manager of Investments , you will be responsible for assisting the Chief Compliance Officer in overseeing the compliance program to ensure compliance processes and procedures are integrated and aligned with regulatory requirements and business processes.
Additionally, you will be expected to lead large projects and provide comprehensive solutions to vastly complex problems.
This is a direct hire position offering a robust benefits package, paid vacation and sick leave, upskilling opportunities, and tons of perks!
The ideal candidate will need to have...
- A Bachelor’s Degree (B.A. / B.S.) in a related discipline
- A minimum of six (6) years of experience in the financial services industry, compliance & risk management, or internal audit.
- Expert knowledge about the rules and regulations of the SEC, FINRA,FDIC, OCC, FFIEC, OTS, Federal Reserve System, and state banking regulatory agencies.
What's in it for you...
- Health , Dental, and Vision coverage
- Health Savings Account
- Profit-sharing plan, w / annual company contribution
- Employee stock ownership plan allows eligible associates to purchase stock at a 15% discount; allocated shares of stock to eligible associates, who can later cash in the vested portions of their portfolios when they retire.
- A securities discount allows associates to pay less for trade transactions.
- An in-house educational system that offers courses in industry knowledge, leadership development and more.
- Tuition Assistance Program that helps eligible associates pay college tuition for higher education and work-related studies.
- Discounts to area theme parks, sporting events, retail stores, restaurants, salons, health clubs and more
- Onsite amenities including cafes, dry cleaning, shoe repair, ATMs, postal services and auto detailing
- Various wellness initiatives throughout the year, including flu shots
If you're ready to make an impact with a Fortune 500 that cares, APPLY NOW!
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