Chief compliance officer jobs in Charlotte, NC
Compliance Officer
Role Compliance Officer Duration 9mo. Location Hybrid (3x a wk onsite) in Charlotte, NC or NY, NY Client.. they are in charge of building out the surveillance officer model and owning the supervisory procedures..
Chief Compliance Officer, JLL Securities
We empower you to shape a brighter way forward so you can thrive professionally and personally.We are looking fora Chief Compliance OfficerforJLL Securities.Role PurposeThis position will play a..
Chief Financial Officer
We are currently seeking a dynamic and experienced Chief Financial Officer (CFO) to lead our financial.. Implement and maintain internal control policies, procedures to ensure compliance with regulatory..
Chief Financial Officer
Job Title. Chief Financial Officer (CFO). Staffing Firm (Confidential) Location. Open (Preference for.. Negotiate favorable terms for financing and maintain compliance with financial covenants. Offshore..
Chief Executive Officer
See more information in this press release. Accordingly, he is now recruiting a new Chief Executive Officer (CEO) to continue BNI's growth and success. The successful CEO will drive improved..
Chief Executive Officer
Solicit and steward major donors and engage re engage new and former donors to the campaign in close partnership with the Chief Development Officer. Partner with staff to plan financial resource..
Chief Information Officer
CPI Security, a national leader in residential and commercial security solutions, is looking for a Chief Information Officer to lead the IT department and drive a broad technology strategy with..
Chief Executive Officer
We are looking for an experienced Chief Executive Officer to supervise and control all strategic and business aspects of our Medical Practice. You will be the first in command of the company and..
Chief Financial Officer
We are seeking an experienced and detail oriented Chief Financial Officer (CFO) to join our established.. and internal controls to ensure accuracy and compliance Prepare monthly, quarterly, and annual financial..
Deputy Compliance Officer
The Deputy Compliance Officer role supports the Chief Compliance Officer (CCO) in managing the.. The Deputy Compliance Officer will have exposure to and interactions with executive stakeholders within..
Chief Information Officer
CPI Security, a national leader in residential and commercial security solutions, is looking for a Chief Information Officer to lead the IT department and drive a broad technology strategy with..
Chief Commercial Officer - CRO
Mantell Associates is partnered with a leading CRO who are searching for a Chief Commercial Officer to.. Chief Commercial Officer (CCO). Responsibilities. Full Service CRO experience Leading global BD sales..
Chief Information Security Officer
Finzly is currently seeking a highly motivated Chief Information Security Officer to join our dynamic.. Work with external audit firms to achieve and maintain compliance accreditations. Manage client security..
Senior Compliance Officer
Responsible for conducting and directing compliance risk oversight of assigned business units and or.. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts..
BDO Capital Advisors, President & Chief Compliance Officer
Job Summary The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual.. The President and Chief Compliance Officer will work on building, implementing, and overseeing..
Manager, Compliance Officer (Trust Compliance)
The Compliance Officer implements broader planning for Trust and Wealth business unit fiduciary.. As a subject matter expert in compliance programs for trust bank operations, this job manages large..
Compliance Officer
Manage compliance risk management communications, training, documentation, procedures, and processes.4.. Monitor and communicate compliance risk management industry developments.5. Implement strategies and..
Compliance Officer I-Licensed
Recommend protocols for compliance testing. Contribute updates to the compliance risk assessment.. Zero to Three (0 3) years' experience as Officer or equivalent work experience. FINRA Series 7, Series..
Lead Compliance Officer Swap Dealer
Lead Compliance Officer Swap Dealer. Location. Charlotte, North Carolina. Job ID. R 131108 At Wells.. It all begins with you. About this role. Wells Fargo is seeking a Lead Compliance Officer in Corporate..
Lead Compliance Officer
About this role. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of Wealth.. This Lead Compliance Officer will provide compliance leadership and guidance to the Private Wealth..